Stephen Lennon

• Ascot Lloyd Investment Management Limited (no longer approved here)

  FRN 650245

  • [FCA CF] Manager of certification employee (5 Jul 2022 to 28 Nov 2023)
  • [FCA CF] Client dealing (29 Mar 2021 to 28 Nov 2023)
  • [FCA CF] Significant management (29 Mar 2021 to 28 Nov 2023)
  • [FCA CF] Material risk taker (29 Mar 2021 to 28 Nov 2023)
  • [FCA CF] Functions requiring qualifications (29 Mar 2021 to 5 Jul 2022)
  • CF30 Customer (2 Dec 2019 to 8 Dec 2019)
• Rathbones Investment Management Limited (no longer approved here)

  FRN 116316

  • [FCA CF] Functions requiring qualifications (4 Feb 2019 to 9 Sep 2019)
• Parmenion Capital Partners LLP (no longer approved here)

  FRN 462085

  • CF30 Customer (7 Oct 2014 to 6 Feb 2017)
• Evelyn Partners Investment Management LLP (no longer approved here)

  FRN 580531

  • CF30 Customer (7 May 2013 to 9 Jun 2014)
• Evelyn Partners Investment Services Limited (no longer approved here)

  FRN 131816

  • CF30 Customer (1 Jan 2013 to 30 Sep 2013)
• HOWDEN FS LIMITED (no longer approved here)

  FRN 180563

  • CF30 Customer (14 Jun 2012 to 9 Jun 2014)

No changes recorded yet.