Stephen Andrew Baker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 18 May 2011)
  • Stephen Baker

    FRN 550282

    • (1)Employed By (since 18 May 2011)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF30 Customer (1 Nov 2007 to 24 May 2011)
    • CF21 Investment Adviser (13 Oct 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Jul 2004 to 13 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.