Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Robert Cork

    IRN SRC01118

    • CF1 Director (19 Sep 2006 to 4 Oct 2010)
  • Stephen Robert Parker

    IRN SRP00001

    • [FCA CF] Manager of certification employee (15 Nov 2021 to 1 Apr 2026)
  • Steven Edge

    IRN SXE01448

    • [FCA CF] Material risk taker (1 Oct 2024 to 1 Apr 2026)
    • [FCA CF] Significant management (19 May 2022 to 1 Apr 2026)
  • Steven Sprague

    IRN SXS03379

    • [FCA CF] Manager of certification employee (26 Mar 2024 to 1 Apr 2026)
  • Susan Anne Butler

    IRN SAJ01090

    • [FCA CF] Client dealing (30 May 2023 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (30 May 2023 to 1 Apr 2026)
  • Susan Anne Faiers

    IRN SAF00003

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
    • CF30 Customer (17 Jan 2008 to 8 Dec 2019)
  • Susan Clare Rodrigues

    IRN SCR01095

    • [FCA CF] Manager of certification employee (3 Apr 2024 to 2 Sep 2025)
  • Susan Elizabeth Hepworth

    IRN SEH01120

    • [FCA CF] Significant management (9 Dec 2019 to 8 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 8 Aug 2022)
    • CF1 Director (21 May 2014 to 30 May 2018)
  • Susan Janet Rutherford

    IRN SJR01121

    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Jun 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 18 Jun 2021)
  • Susan Miller-Jones

    IRN SXM04753

    • SMF18 Other Overall Responsibility (23 Jul 2025 to 1 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.