Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Susan Rummings

    IRN SLR00021

    • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Jan 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
  • Suzannah Catherine May

    IRN SXM01101

    • [FCA CF] Client dealing (19 Dec 2024 to 1 Apr 2026)
  • Suzanne Galvin

    IRN SXG00420

    • [FCA CF] Manager of certification employee (4 Oct 2021 to 6 Sep 2025)
  • Syed Tasawar Quayum

    IRN STQ01002

    • CF1 Director (19 Aug 2016 to 30 May 2018)
  • Tarryn Dawson

    IRN TXR13750

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Apr 2024)
    • CF30 Customer (16 Apr 2019 to 8 Dec 2019)
  • Terence Owen Anthony Rice

    IRN TOR00002

    • [FCA CF] Manager of certification employee (1 Sep 2021 to 31 Mar 2022)
  • Theresa Mary Luck

    IRN TXF00002

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (17 Jan 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jan 2002 to 17 Jan 2002)
  • Thibault Huysseune

    IRN TXH89332

    • Director of firm who is not a certification employee or a SMF manager (19 Feb 2025 to 1 Apr 2026)
    • [FCA CF] Material risk taker (12 Feb 2025 to 1 Apr 2026)
  • Thom Ellison-Scott

    IRN TXE00097

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Thomas Christopher Hardman

    IRN TXH00352

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.