HOWDEN FS LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
2 London Wall PlaceLondonCity Of LondonEC2Y 5AUUNITED KINGDOM- Phone
- +443456462373
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Complaints Contact
Ageas HouseThe SquareGloucester Business ParkGloucesterGloucestershireGL3 4FAUNITED KINGDOM- Phone
- +441242537030
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Susan Rummings
IRN SLR00021
- [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 May 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Jan 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
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Suzannah Catherine May
IRN SXM01101
- [FCA CF] Client dealing (19 Dec 2024 to 1 Apr 2026)
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Suzanne Galvin
IRN SXG00420
- [FCA CF] Manager of certification employee (4 Oct 2021 to 6 Sep 2025)
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Syed Tasawar Quayum
IRN STQ01002
- CF1 Director (19 Aug 2016 to 30 May 2018)
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Tarryn Dawson
IRN TXR13750
- [FCA CF] Client dealing (9 Dec 2019 to 2 Apr 2024)
- CF30 Customer (16 Apr 2019 to 8 Dec 2019)
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Terence Owen Anthony Rice
IRN TOR00002
- [FCA CF] Manager of certification employee (1 Sep 2021 to 31 Mar 2022)
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Theresa Mary Luck
IRN TXF00002
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (17 Jan 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Jan 2002 to 17 Jan 2002)
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Thibault Huysseune
IRN TXH89332
- Director of firm who is not a certification employee or a SMF manager (19 Feb 2025 to 1 Apr 2026)
- [FCA CF] Material risk taker (12 Feb 2025 to 1 Apr 2026)
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Thom Ellison-Scott
IRN TXE00097
- [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
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Thomas Christopher Hardman
IRN TXH00352
- [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.