Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Stead

    IRN TXS04018

    • [FCA CF] Client dealing (5 Jun 2024 to 1 Apr 2026)
  • Thomas Stewart Skinner

    IRN TXS01297

    • CF30 Customer (24 Feb 2015 to 9 Jan 2019)
  • Timothy Blowers

    IRN TXB06211

    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 14 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Sep 2023)
    • CF30 Customer (17 Sep 2018 to 8 Dec 2019)
  • Timothy John Lyford

    IRN TJL01058

    • CF1 Director (1 Aug 2011 to 31 Mar 2016)
  • Tom Noble

    IRN TXN78395

    • [FCA CF] Significant management (24 Jun 2021 to 31 Dec 2021)
  • Troy Johnson

    IRN TXJ00153

    • [FCA CF] Client dealing (18 May 2023 to 13 Sep 2024)
  • Victoria Lowe

    IRN VXC00017

    • CF30 Customer (1 Nov 2007 to 16 Jul 2008)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Oct 2007)
  • Victoria Price

    IRN VXP00181

    • [FCA CF] Client dealing (4 Jun 2024 to 1 Apr 2026)
  • Wendy Todd

    IRN WXT00075

    • [FCA CF] Client dealing (18 May 2023 to 31 Aug 2024)
    • [FCA CF] Manager of certification employee (18 May 2023 to 31 Aug 2024)
  • William Andrew Fullerton-Batten

    IRN WAF01015

    • CF28 Systems and controls (1 Nov 2007 to 31 Oct 2008)
    • CF15 Internal Audit (18 May 2007 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 31 Aug 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.