William Andrew Fullerton-Batten

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TUTMAN FUND SOLUTIONS LIMITED (no longer approved here)

    FRN 122401

    • CF1 Director (27 Dec 2007 to 31 Oct 2008)
    • CF28 Systems and controls (1 Nov 2007 to 31 Oct 2008)
    • CF15 Internal Audit (18 May 2007 to 31 Oct 2007)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • CF28 Systems and controls (1 Nov 2007 to 31 Oct 2008)
    • CF15 Internal Audit (18 May 2007 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 31 Aug 2006)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF28 Systems and controls (1 Nov 2007 to 31 Oct 2008)
    • CF15 Internal Audit (18 May 2007 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 31 Aug 2006)
  • S&W Partners Corporate Finance Limited (no longer approved here)

    FRN 216729

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF28 Systems and controls (1 Nov 2007 to 31 Oct 2008)
    • CF15 Internal Audit (18 May 2007 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (18 May 2007 to 31 Oct 2007)
    • CF14 Risk Assessment (15 Nov 2002 to 5 Dec 2002)
    • CF1 Director (15 Nov 2002 to 31 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.