Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Old Mill Financial Planning Limited
FRN 967142
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 16 Oct 2023)
- [FCA CF] Client dealing (since 16 Oct 2023)
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- [FCA CF] Functions requiring qualifications (7 Jul 2021 to 14 Sep 2023)
- [FCA CF] Client dealing (7 Jul 2021 to 14 Sep 2023)
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- [FCA CF] Functions requiring qualifications (1 Jul 2020 to 14 Sep 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 14 Sep 2023)
- CF30 Customer (17 Sep 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.