Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (2 Jul 2021 to 31 Dec 2024)
- [FCA CF] Functions requiring qualifications (2 Jul 2021 to 31 Dec 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
- CF30 Customer (17 Jan 2008 to 8 Dec 2019)
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- CF21 Investment Adviser (4 Feb 2005 to 27 Sep 2005)
- CF24 Pension Transfer Specialist (4 Feb 2005 to 27 Sep 2005)
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- Employed By (28 Apr 2003 to 1 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.