HOWDEN FS LIMITED

• Principal Place of Business

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +443456462373

  Web

  https://www.howdengroup.com/uk-en

• Complaints Contact

  Ageas House

  The Square

  Gloucester Business Park

  Gloucester

  Gloucestershire

  GL3 4FA

  UNITED KINGDOM

  Phone

  +441242537030

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Philip Donnelly

  IRN PGD01054

  • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
• Philip Edward Moody

  IRN PEM01040

  • CF1 Director (19 Sep 2006 to 1 May 2014)
• Philip Jeffery Grundy

  IRN PJG01265

  • [FCA CF] Manager of certification employee (7 Nov 2022 to 1 Apr 2026)
• Philip Sebastian Muelder

  IRN PSM01097

  • [FCA CF] Material risk taker (1 Oct 2024 to 12 Feb 2025)
  • Director of firm who is not a certification employee or a SMF manager (1 Sep 2020 to 12 Feb 2025)
• Philip Simon Harwood

  IRN PSH00037

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Manager of certification employee (since 19 Apr 2024)
  • [FCA CF] Client dealing (since 8 Nov 2022)
  • [FCA CF] Functions requiring qualifications (since 8 Nov 2022)
• Poppy Sheppard

  IRN PXS00684

  • [FCA CF] Manager of certification employee (19 Nov 2024 to 1 Apr 2026)
  • [FCA CF] Client dealing (14 Jul 2023 to 1 Apr 2026)
• Priti Verma

  IRN PXV01292

  • CF28 Systems and controls (22 Dec 2015 to 28 Feb 2018)
• Rachael Espie

  IRN RXE00153

  • [FCA CF] Client dealing (2 Oct 2023 to 1 Apr 2026)
• Rachel Clare Efetha

  IRN RCB01076

  • CF21 Investment Adviser (1 Dec 2001 to 3 Mar 2006)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 3 Mar 2006)
• Rachel Lonsdale

  IRN RLW00006

  • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)

No changes recorded yet.