Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Anstee & Co Limited
FRN 577360
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 1 Nov 2020)
- [FCA CF] Client dealing (since 1 Nov 2020)
- CF30 Customer (1 Jun 2016 to 8 Dec 2019)
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- CF30 Customer (27 Jul 2009 to 13 May 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Mar 2006)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 3 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.