Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2020)
    • [FCA CF] Client dealing (since 1 Nov 2020)
    • CF30 Customer (1 Jun 2016 to 8 Dec 2019)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (27 Jul 2009 to 13 May 2016)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF21 Investment Adviser (1 Dec 2001 to 3 Mar 2006)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 3 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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