Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rachel Smith

    IRN RXS00880

    • [FCA CF] Client dealing (30 May 2023 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (30 May 2023 to 1 Apr 2026)
  • Raj Roy

    IRN RXR00485

    • [FCA CF] Client dealing (7 Apr 2025 to 1 Apr 2026)
  • Rajan Verma

    IRN RXV00095

    • [FCA CF] Client dealing (18 May 2023 to 23 Oct 2025)
  • Ramit Lal

    IRN RXL80130

    • [FCA CF] Client dealing (18 Jul 2024 to 1 Apr 2026)
  • Raymond John Whytock

    IRN RJW01234

    • [FCA CF] Client dealing (15 Jun 2023 to 27 Apr 2025)
  • Rebecca Parcolazo-Rudge

    IRN RXP00201

    • [FCA CF] Significant management (25 Jan 2021 to 16 Aug 2022)
  • Rebecca Smith

    IRN RXS00290

    • [FCA CF] Manager of certification employee (24 Sep 2024 to 1 Apr 2026)
    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Richard Arthur Holden

    IRN RAH00019

    • CF30 Customer (1 Nov 2007 to 5 Nov 2008)
    • CF22 Investment Adviser (Trainee) (14 Sep 2007 to 31 Oct 2007)
  • Richard Bolton Dawes

    IRN RBD00005

    • [FCA CF] Significant management (21 Oct 2020 to 22 Aug 2022)
  • Richard Chant

    IRN RXC00639

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.