Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Christopher Briggs

    IRN RCB01188

    • [FCA CF] Client dealing (28 Sep 2020 to 31 Aug 2021)
    • [FCA CF] Functions requiring qualifications (28 Sep 2020 to 31 Aug 2021)
    • [FCA CF] Manager of certification employee (28 Sep 2020 to 31 Aug 2021)
  • Richard Darwish Mikdadi

    IRN RXM01676

    • [FCA CF] Manager of certification employee (8 Jul 2022 to 1 Apr 2026)
  • Richard Dunkley

    IRN RXD00405

    • [FCA CF] Client dealing (18 May 2023 to 1 Jan 2026)
  • Richard Geoffrey Stones

    IRN RGS00023

    • [FCA CF] Manager of certification employee (7 Nov 2022 to 1 Apr 2026)
  • Richard James Miller

    IRN RJM01286

    • CF30 Customer (13 Jun 2014 to 15 Sep 2016)
  • Richard James Wyatt

    IRN RJW00105

    • CF30 Customer (8 Aug 2008 to 1 Sep 2012)
  • Richard Piercy

    IRN RXP00404

    • [FCA CF] Material risk taker (20 Aug 2025 to 1 Apr 2026)
    • [FCA CF] Significant management (3 Aug 2022 to 1 Apr 2026)
  • Richard Reid

    IRN RXR00449

    • [FCA CF] Client dealing (23 Oct 2024 to 1 Apr 2026)
  • Richard Scoular

    IRN RXS00876

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Richard Walker Smith

    IRN RWS01073

    • CF30 Customer (1 Nov 2007 to 31 Jan 2013)
    • CF22 Investment Adviser (Trainee) (7 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.