Richard James Wyatt

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cauvery Wealth Ltd

    FRN 1024604

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 17 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 17 Sep 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (4 Nov 2024 to 17 Jun 2025)
    • [FCA CF] Functions requiring qualifications (4 Nov 2024 to 17 Jun 2025)
    • [FCA CF] Manager of certification employee (4 Nov 2024 to 5 Feb 2025)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF30 Customer (8 Aug 2008 to 1 Sep 2012)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (3 Apr 2008 to 11 Jul 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.