Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rick Field

    IRN RGF01042

    • [FCA CF] Client dealing (18 May 2023 to 31 May 2024)
  • Riya Chandarana

    IRN RXC02186

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Aug 2022)
    • CF30 Customer (8 Sep 2015 to 8 Dec 2019)
  • Robert Burns

    IRN RXB00795

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Robert France

    IRN RXF00270

    • [FCA CF] Manager of certification employee (24 Jan 2024 to 18 Oct 2024)
    • [FCA CF] Client dealing (12 Jun 2023 to 18 Oct 2024)
  • Robert Horsfall-Turner

    IRN RXH17749

    • [FCA CF] Client dealing (9 Dec 2019 to 25 May 2022)
    • CF30 Customer (26 Jul 2019 to 8 Dec 2019)
  • Robert James Bogart

    IRN RJB01529

    • CF2 Non Executive Director (10 Nov 2015 to 28 Sep 2017)
  • Robert Mullins

    IRN RXM15539

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 17 Nov 2021)
    • CF30 Customer (30 May 2019 to 8 Dec 2019)
  • Robert Owen Brassington

    IRN ROB00002

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Aug 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (2 Apr 2007 to 31 Oct 2007)
  • Robert Talson

    IRN RXT00248

    • [FCA CF] Manager of certification employee (9 Jan 2025 to 31 Mar 2025)
  • Robert Vyvian Chandler

    IRN RVC00001

    • [FCA CF] Manager of certification employee (1 Mar 2021 to 31 Dec 2024)
    • [FCA CF] Significant management (23 Oct 2020 to 31 Dec 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.