Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robin David Boycott

    IRN RDB01064

    • CF1 Director (1 Dec 2001 to 14 Feb 2006)
  • Roger William Perry

    IRN RWP00032

    • CF30 Customer (26 Feb 2015 to 28 Oct 2016)
  • Roland Augustine Baggott

    IRN RAB01325

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jan 2023)
    • CF30 Customer (7 Dec 2018 to 8 Dec 2019)
  • Ronald Cameron

    IRN RXC00097

    • CF21 Investment Adviser (29 Sep 2004 to 18 Jul 2005)
    • CF22 Investment Adviser (Trainee) (18 Aug 2004 to 29 Sep 2004)
  • Rugile Kalesinskaite

    IRN RXK07520

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Ryan Jackson

    IRN RXJ00268

    • [FCA CF] Client dealing (26 Sep 2023 to 1 Apr 2026)
  • Sahil Chadha

    IRN SXC02633

    • [FCA CF] Client dealing (12 Jun 2025 to 20 Nov 2025)
  • Sally Ann Boyle

    IRN SAB01410

    • SMF12 Chair of the Remuneration Committee (1 May 2025 to 1 Apr 2026)
    • [FCA CF] Material risk taker (1 Oct 2024 to 30 Apr 2025)
    • Director of firm who is not a certification employee or a SMF manager (22 Mar 2024 to 30 Apr 2025)
  • Sam Corney

    IRN SXC01004

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Sam Smith-Baker

    IRN SXS05553

    • [FCA CF] Client dealing (7 Mar 2025 to 27 Aug 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.