Roland Augustine Baggott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hamish Leng & Company Limited

    FRN 461391

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 3. Giving personal recommendations on derivatives
    • 11. Pension transfer specialist
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 28 Feb 2023)
    • [FCA CF] Client dealing (since 28 Feb 2023)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Functions requiring qualifications (2 Jul 2021 to 20 Jan 2023)
    • [FCA CF] Client dealing (2 Jul 2021 to 20 Jan 2023)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)
    • CF30 Customer (7 Dec 2018 to 8 Dec 2019)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF22 Investment Adviser (Trainee) (28 Oct 2005 to 17 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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