Richard Bolton Dawes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brent Shrine Credit Union Limited

    FRN 213245

    • Director of firm who is not a certification employee or a SMF manager (since 6 Oct 2025)
    • SMF8 Credit Union Senior Manager (29 Mar 2018 to 6 Oct 2025)
    • [PRA CF] Key function holder (18 Dec 2017 to 9 Nov 2023)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Significant management (21 Oct 2020 to 22 Aug 2022)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Significant management (9 Dec 2019 to 22 Aug 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Aug 2022)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 6 Oct 2017)
    • Responsible for Insurance Mediation (14 Jan 2005 to 6 Oct 2017)
    • CF11 Money Laundering Reporting (10 Jan 2005 to 22 Nov 2006)
    • CF3 Chief Executive (6 May 2003 to 26 Feb 2016)
    • CF10 Compliance Oversight (6 May 2003 to 16 Jan 2008)
    • CF1 Director (6 May 2003 to 6 Oct 2017)
    • CF8 Apportionment and Oversight (6 May 2003 to 31 Mar 2009)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Aug 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 22 Aug 2022)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • CF1 Director (10 May 2016 to 3 Aug 2016)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF1 Director (10 Mar 2016 to 3 Aug 2016)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • CF1 Director (10 Mar 2016 to 3 Aug 2016)

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Updates to this individual's record on the FCA register.

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