Philip Simon Harwood

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HOWDEN FS LIMITED

    FRN 180563

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 19 Apr 2024)
    • [FCA CF] Client dealing (since 8 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 8 Nov 2022)
  • LEBC Group Limited (no longer approved here)

    FRN 760755

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2021)
    • CF30 Customer (1 Aug 2017 to 30 Sep 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (10 Feb 2014 to 31 Jul 2017)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (10 Feb 2014 to 31 Jul 2017)
  • HUB Pension Consulting Ltd (no longer approved here)

    FRN 589976

    • Employed By (31 May 2013 to 25 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

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