Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Gerard Wyse

    IRN PGW01109

    • CF1 Director (12 Sep 2008 to 30 May 2018)
  • Paul John Fox

    IRN PJF00024

    • CF30 Customer (1 Nov 2007 to 10 Dec 2009)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (2 Apr 2007 to 31 Oct 2007)
  • Paul Joseph German

    IRN PJG01207

    • [FCA CF] Manager of certification employee (24 Jun 2021 to 31 Oct 2025)
  • Paul Joseph Morris

    IRN PJM00118

    • [FCA CF] Manager of certification employee (3 Nov 2022 to 1 Apr 2026)
  • Paul Lewington

    IRN PXL01500

    • CF30 Customer (15 Dec 2010 to 21 Nov 2012)
  • Paul Martin Fraser Frame

    IRN PMF01042

    • [FCA CF] Material risk taker (9 Oct 2025 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (1 Mar 2021 to 1 Apr 2026)
    • [FCA CF] Significant management (1 Jan 2021 to 1 Apr 2026)
  • Paul Matthew Heslop

    IRN PMH01143

    • [FCA CF] Manager of certification employee (18 Mar 2024 to 1 Apr 2026)
  • Paul Robert Geddes

    IRN PRG01067

    • SMF1 Chief Executive (6 Oct 2023 to 1 Apr 2026)
    • SMF3 Executive Director (6 Oct 2023 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (22 Aug 2023 to 16 Oct 2023)
    • [FCA CF] Significant management (22 Aug 2023 to 16 Oct 2023)
  • Paul St. John Burley

    IRN PSB00016

    • CF30 Customer (1 Nov 2007 to 10 Dec 2009)
    • CF21 Investment Adviser (29 Jun 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 May 2004 to 29 Jun 2004)
  • Penelope Ann Bevan

    IRN PAB00137

    • CF30 Customer (1 Nov 2007 to 17 Feb 2010)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.