HOWDEN FS LIMITED

• Principal Place of Business

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +443456462373

  Web

  https://www.howdengroup.com/uk-en

• Complaints Contact

  Ageas House

  The Square

  Gloucester Business Park

  Gloucester

  Gloucestershire

  GL3 4FA

  UNITED KINGDOM

  Phone

  +441242537030

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Peter Alexander Shaw Jensen

  IRN PAJ01054

  • CF30 Customer (17 Feb 2010 to 1 Nov 2010)
• Peter Damian Maher

  IRN PDM00006

  • SMF18 Other Overall Responsibility (9 Dec 2019 to 30 Dec 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Dec 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Dec 2021)
  • CF29 Significant management (13 Dec 2018 to 8 Dec 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 30 Dec 2020)
  • Responsible for Insurance Mediation (10 Apr 2017 to 30 Sep 2018)
  • Responsibility for MCD Intermediation (19 Sep 2016 to 22 Apr 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 31 Aug 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Peter Frank Hazell

  IRN PFH01042

  • CF2 Non Executive Director (5 Jan 2016 to 30 Nov 2016)
• Peter Hepburn Deming

  IRN PHD01037

  • [FCA CF] Material risk taker (1 Oct 2024 to 1 Apr 2026)
  • Director of firm who is not a certification employee or a SMF manager (1 Sep 2020 to 1 Apr 2026)
• Peter John Stone

  IRN PJS01187

  • CF2 Non Executive Director (1 Dec 2001 to 25 Mar 2003)
• Peter Luis Fernandes

  IRN PLF01012

  • [FCA CF] Significant management (4 Nov 2020 to 9 Dec 2021)
  • [FCA CF] Material risk taker (4 Nov 2020 to 9 Dec 2021)
  • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2020)
  • CF1 Director (22 Jan 2016 to 8 Dec 2019)
• Peter Stuart Preece

  IRN PSP00003

  • CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2005)
• Peter William Littler

  IRN PWL01038

  • CF30 Customer (1 Nov 2007 to 15 Jul 2008)
  • CF22 Investment Adviser (Trainee) (5 Apr 2006 to 31 Oct 2007)
• Phil Fabian

  IRN PXF00185

  • [FCA CF] Significant management (22 Jul 2022 to 1 Apr 2026)
• Philip Best

  IRN PWB01061

  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Dec 2023)
  • SMF4 Chief Risk (9 Dec 2019 to 1 Dec 2023)
  • CF28 Systems and controls (28 Jan 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (28 Jan 2019 to 8 Dec 2019)

No changes recorded yet.