Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (2 Jan 2014 to 8 Dec 2019)
    • CF3 Chief Executive (2 Jan 2014 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2014 to 8 Dec 2019)
  • CULVER FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 114852

    • CF1 Director (AR) (4 Oct 2010 to 23 Aug 2013)
    • CF30 Customer (4 Mar 2010 to 23 Aug 2013)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF30 Customer (1 Nov 2007 to 10 Dec 2009)
    • CF24 Pension Transfer Specialist (2 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.