HINCHLIFFE, WATTS & WYATT LIMITED

Date authorised
1 April 2013
Companies House
07497156
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hinchliffe Watts & Wyatt Ltd
    The Tannery
    91 Kirkstall Road
    Leeds
    LS3 1HS
    UNITED KINGDOM
    Phone
    +4407711474540
    Web
    https://www.hwwltd.co.uk

  • Complaints Contact

    Hinchliffe Watts & Wyatt Ltd
    The Tannery
    91 Kirkstall Road
    Leeds
    LS3 1HS
    UNITED KINGDOM
    Phone
    +447711474540

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Hinchliffe

    IRN AMH00010

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (since 2 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Dec 2021)
    • Responsibility for MCD Intermediation (since 2 Dec 2021)
    • Responsible for Insurance Distribution (since 2 Dec 2021)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 15 Aug 2016)
    • CF1 Director (AR) (2 Oct 2013 to 1 Nov 2021)
    • Responsible for Insurance Mediation (1 Aug 2012 to 15 Aug 2016)
    • CF30 Customer (1 Aug 2012 to 8 Oct 2020)
    • CF11 Money Laundering Reporting (1 Aug 2012 to 15 Aug 2016)
    • CF10 Compliance Oversight (1 Aug 2012 to 15 Aug 2016)
    • CF1 Director (1 Aug 2012 to 8 Dec 2019)
  • Andrew James Griffiths

    IRN AJG01251

    • CF30 Customer (9 Aug 2012 to 28 Dec 2012)
  • Donovan Hubert Senior

    IRN DHS00005

    • [FCA CF] Functions requiring qualifications (29 Mar 2021 to 9 Dec 2022)
  • Francis Watts

    IRN FXW00001

    • CF1 Director (AR) (11 Oct 2013 to 21 Feb 2017)
    • CF30 Customer (1 Aug 2012 to 28 Dec 2012)
    • CF1 Director (1 Aug 2012 to 8 Jan 2015)
  • Jonathan David Atkinson

    IRN JDA01089

    • CF1 Director (AR) (6 Oct 2014 to 6 Jan 2015)
  • Kerah Andrea Camille Senior

    IRN KAS01159

    • CF1 Director (AR) (21 Nov 2013 to 6 Jan 2015)
  • Lindsay John Clarke

    IRN LJC01107

    • CF30 Customer (31 Aug 2012 to 2 Apr 2014)
  • Melvyn Jeffrey Wyatt

    IRN MJW00128

    • [FCA CF] Functions requiring qualifications (31 Aug 2025 to 11 Nov 2025)
    • [FCA CF] Client dealing (31 Aug 2025 to 11 Nov 2025)
    • CF1 Director (AR) (3 Mar 2021 to 9 Sep 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Dec 2021)
    • SMF3 Executive Director (9 Dec 2019 to 3 Dec 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 3 Dec 2021)
    • CF11 Money Laundering Reporting (30 Aug 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Aug 2016 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (30 Aug 2016 to 3 Dec 2021)
    • Responsible for Insurance Mediation (17 Aug 2016 to 30 Sep 2018)
    • CF1 Director (20 Feb 2014 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2012 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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