Andrew Hinchliffe

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HINCHLIFFE, WATTS & WYATT LIMITED

    FRN 578647

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (since 2 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Dec 2021)
    • Responsibility for MCD Intermediation (since 2 Dec 2021)
    • Responsible for Insurance Distribution (since 2 Dec 2021)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 15 Aug 2016)
    • CF1 Director (AR) (2 Oct 2013 to 1 Nov 2021)
    • CF11 Money Laundering Reporting (1 Aug 2012 to 15 Aug 2016)
    • CF1 Director (1 Aug 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2012 to 15 Aug 2016)
    • CF30 Customer (1 Aug 2012 to 8 Oct 2020)
    • Responsible for Insurance Mediation (1 Aug 2012 to 15 Aug 2016)
  • AMH Finance Limited (no longer approved here)

    FRN 606438

    • Employed By (11 Sep 2013 to 1 Nov 2021)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF1 Director (AR) (9 Jan 2012 to 1 Aug 2012)
    • CF30 Customer (29 Mar 2011 to 1 Aug 2012)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Dec 2010 to 24 Mar 2011)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (600)Employed By (1 Dec 2010 to 24 Mar 2011)
  • Godfrey Pearson & Partners IFA (no longer approved here)

    FRN 173401

    • (23)Employed By (25 Apr 2000 to 30 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.