Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HINCHLIFFE, WATTS & WYATT LIMITED (no longer approved here)

    FRN 578647

    • [FCA CF] Functions requiring qualifications (31 Aug 2025 to 11 Nov 2025)
    • [FCA CF] Client dealing (31 Aug 2025 to 11 Nov 2025)
    • CF1 Director (AR) (3 Mar 2021 to 9 Sep 2021)
    • SMF3 Executive Director (9 Dec 2019 to 3 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Dec 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Dec 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 3 Dec 2021)
    • CF10 Compliance Oversight (30 Aug 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (30 Aug 2016 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (30 Aug 2016 to 3 Dec 2021)
    • Responsible for Insurance Mediation (17 Aug 2016 to 30 Sep 2018)
    • CF1 Director (20 Feb 2014 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2012 to 8 Dec 2019)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF1 Director (AR) (11 Jan 2012 to 1 Aug 2012)
    • CF30 Customer (29 Mar 2011 to 1 Aug 2012)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Dec 2010 to 24 Mar 2011)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (497)Employed By (1 Dec 2010 to 24 Mar 2011)
  • Godfrey Pearson & Partners IFA (no longer approved here)

    FRN 173401

    • (19)Employed By (12 Jul 1999 to 30 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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