Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (31 Aug 2025 to 11 Nov 2025)
- [FCA CF] Client dealing (31 Aug 2025 to 11 Nov 2025)
- CF1 Director (AR) (3 Mar 2021 to 9 Sep 2021)
- SMF3 Executive Director (9 Dec 2019 to 3 Dec 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Dec 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 3 Dec 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 3 Dec 2021)
- CF10 Compliance Oversight (30 Aug 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (30 Aug 2016 to 8 Dec 2019)
- Responsibility for MCD Intermediation (30 Aug 2016 to 3 Dec 2021)
- Responsible for Insurance Mediation (17 Aug 2016 to 30 Sep 2018)
- CF1 Director (20 Feb 2014 to 8 Dec 2019)
- CF30 Customer (1 Aug 2012 to 8 Dec 2019)
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- CF1 Director (AR) (11 Jan 2012 to 1 Aug 2012)
- CF30 Customer (29 Mar 2011 to 1 Aug 2012)
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- CF30 Customer (1 Dec 2010 to 24 Mar 2011)
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- (497)Employed By (1 Dec 2010 to 24 Mar 2011)
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- (19)Employed By (12 Jul 1999 to 30 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.