Andrew James Griffiths

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HINCHLIFFE, WATTS & WYATT LIMITED (no longer approved here)
FRN 578647
- CF30 Customer (9 Aug 2012 to 28 Dec 2012)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (1 Dec 2010 to 1 Sep 2012)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (34)Employed By (1 Dec 2010 to 1 Sep 2012)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (10 Apr 2008 to 8 Sep 2010)
Westfield Financial Solutions Limited (no longer approved here)
FRN 451318
- Employed By (10 Apr 2008 to 8 Sep 2010)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (17 Dec 2004 to 2 Sep 2005)
- CF22 Investment Adviser (Trainee) (18 May 2004 to 17 Dec 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.