Francis Watts

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sandringham Financial Partners Limited (no longer approved here)
FRN 581304
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
- CF30 Customer (20 Feb 2017 to 8 Dec 2019)
HINCHLIFFE, WATTS & WYATT LIMITED (no longer approved here)
FRN 578647
- CF1 Director (AR) (11 Oct 2013 to 21 Feb 2017)
- CF1 Director (1 Aug 2012 to 8 Jan 2015)
- CF30 Customer (1 Aug 2012 to 28 Dec 2012)
2 Plan Wealth Management Limited (no longer approved here)
FRN 461598
- CF1 Director (AR) (12 Jan 2012 to 1 Aug 2012)
- CF30 Customer (28 Mar 2011 to 1 Aug 2012)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (1 Dec 2010 to 24 Mar 2011)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (409)Employed By (1 Dec 2010 to 24 Mar 2011)
Godfrey Pearson & Partners IFA (no longer approved here)
FRN 173401
- (20)Employed By (29 Aug 2002 to 12 Aug 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.