HFMC Wealth Partners LLP

• Principal Place of Business

  HFMC House

  New Road

  Weybridge

  Surrey

  KT13 9BW

  UNITED KINGDOM

  Phone

  +4401932870000

  Web

  https://www.hfmcwealth.com

• Complaints Contact

  29 St. John's Lane

  Clerkenwell

  London

  EC1M 4NA

  UNITED KINGDOM

  Phone

  +4402074004700

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Eli Kosiner

  IRN EAK01023

  • [FCA CF] Functions requiring qualifications (1 Sep 2023 to 7 Apr 2025)
• Elizabeth Ann Wilkens

  IRN EAC01054

  • CF11 Money Laundering Reporting (7 Nov 2005 to 27 Jul 2016)
• Gary John Festa

  IRN GJF00001

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Dec 2020)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 26 Apr 2018)
  • CF11 Money Laundering Reporting (9 Jun 2009 to 28 Apr 2010)
  • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
  • CF4 Partner (17 May 2005 to 26 Apr 2018)
  • CF21 Investment Adviser (17 May 2005 to 31 Oct 2007)
  • CF10 Compliance Oversight (17 May 2005 to 8 Mar 2010)
• Giles Richard John Rackham

  IRN GRR01025

  • CF21 Investment Adviser (15 Dec 2005 to 6 Oct 2006)
• Gillian Yates

  IRN GXY00008

  • CF30 Customer (12 Feb 2019 to 11 Jun 2019)
• Gina Marie Garman-Jarratt

  IRN GXG00082

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Jun 2013 to 8 Dec 2019)
• Howard John Michael Stagg

  IRN HJS00007

  • CF30 Customer (2 Apr 2012 to 8 Dec 2019)
• Jacqueline Elizabeth Suzanne Hoyland

  IRN JEH00021

  • CF4 Partner (17 May 2005 to 25 Apr 2018)
• Jagmohan Singh Kaura

  IRN JSK01035

  • CF30 Customer (19 Jul 2008 to 27 Feb 2009)
• James Frederick Earnest Geard

  IRN JFG00018

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Aug 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Aug 2024)
  • CF30 Customer (10 Apr 2010 to 8 Dec 2019)

No changes recorded yet.