Gary John Festa

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HFMC Wealth Limited (no longer approved here)

    FRN 192999

    • SMF3 Executive Director (7 Jan 2020 to 22 Oct 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Dec 2020)
  • HFMC Wealth Partners LLP (no longer approved here)

    FRN 427640

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Dec 2020)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 26 Apr 2018)
    • CF11 Money Laundering Reporting (9 Jun 2009 to 28 Apr 2010)
    • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
    • CF21 Investment Adviser (17 May 2005 to 31 Oct 2007)
    • CF4 Partner (17 May 2005 to 26 Apr 2018)
    • CF10 Compliance Oversight (17 May 2005 to 8 Mar 2010)
  • HFMC Asset Management Limited (no longer approved here)

    FRN 194722

    • CF30 Customer (24 Sep 2012 to 28 Dec 2012)
    • CF1 Director (16 Mar 2007 to 24 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.