Hermes GPE LLP

• Principal Place of Business

  Hermes GPE LLP

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402077020888

  Web

  http://www.federatedhermes.com/private-markets

• Complaints Contact

  150 Cheapside

  London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402077020888

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Dan Pines

  IRN JDP01112

  • [FCA CF] Client dealing (since 1 Jan 2026)
  • [FCA CF] Manager of certification employee (since 1 Jan 2026)
• Joseph Leon Kagan

  IRN JXK00280

  • [FCA CF] Manager of certification employee (since 20 Oct 2021)
  • [FCA CF] Material risk taker (1 Apr 2020 to 14 Apr 2023)
  • [FCA CF] Significant management (1 Apr 2020 to 28 Feb 2025)
• Josephine Spearman

  IRN JXS01107

  • [FCA CF] Client dealing (6 Oct 2022 to 30 Jun 2025)
• KAREN ANGELA JORDAN

  IRN KAJ01045

  • SMF17 Money Laundering Reporting Officer (MLRO) (8 Apr 2020 to 3 Aug 2020)
  • SMF16 Compliance Oversight (8 Apr 2020 to 3 Aug 2020)
• Karen Jane Sands

  IRN KJS01143

  • [FCA CF] Significant management (since 1 Jan 2023)
  • [FCA CF] Manager of certification employee (since 1 Jan 2023)
  • [FCA CF] Material risk taker (1 Jan 2023 to 31 Oct 2023)
  • SMF27 Partner (30 Jan 2020 to 31 Dec 2022)
  • CF29 Significant management (12 May 2017 to 8 Dec 2019)
• Katherine Alison Watson

  IRN KAW01069

  • SMF17 Money Laundering Reporting Officer (MLRO) (28 Dec 2022 to 13 Nov 2024)
• Keith Davies

  IRN KXD01413

  • SMF27 Partner (8 Dec 2020 to 21 Sep 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (8 Dec 2020 to 21 Sep 2022)
  • SMF16 Compliance Oversight (8 Dec 2020 to 21 Sep 2022)
• Kevin James Carter

  IRN KJC01067

  • CF2 Non Executive Director (1 Apr 2010 to 31 Oct 2013)
• Kirsty Patricia Shaw

  IRN KPS01065

  • CF30 Customer (18 May 2017 to 27 Aug 2019)
• Lauryn Cunningham

  IRN LMC01083

  • [FCA CF] Client dealing (1 Apr 2020 to 30 Jun 2023)

No changes recorded yet.