Kevin James Carter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aspect Capital Limited

    FRN 188395

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (2 Dec 2015 to 8 Dec 2019)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 12 Dec 2025)
    • CF2 Non Executive Director (1 Mar 2019 to 8 Dec 2019)
  • USS Investment Management Limited (no longer approved here)

    FRN 564285

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Sep 2021)
    • CF2 Non Executive Director (1 Sep 2013 to 8 Dec 2019)
  • Hermes GPE LLP (no longer approved here)

    FRN 511314

    • CF2 Non Executive Director (1 Apr 2010 to 31 Oct 2013)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • CF2 Non Executive Director (25 Mar 2009 to 29 Mar 2012)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 18 Mar 2009)
    • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 18 Mar 2009)
    • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
  • Towers Watson Limited (no longer approved here)

    FRN 432886

    • CF21 Investment Adviser (1 Aug 2005 to 1 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.