Katherine Alison Watson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Hermes Investment Management Ltd (no longer approved here)
FRN 150000
- SMF17 Money Laundering Reporting Officer (MLRO) (28 Dec 2022 to 13 Nov 2024)
Hermes GPE LLP (no longer approved here)
FRN 511314
- SMF17 Money Laundering Reporting Officer (MLRO) (28 Dec 2022 to 13 Nov 2024)
AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)
FRN 119368
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Feb 2021)
- CF11 Money Laundering Reporting (9 Jan 2013 to 8 Dec 2019)
AXA Investment Managers GS Limited (no longer approved here)
FRN 188523
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Feb 2021)
- CF11 Money Laundering Reporting (9 Jan 2013 to 8 Dec 2019)
State Street Global Advisors Limited (no longer approved here)
FRN 146665
- CF11 Money Laundering Reporting (30 Mar 2011 to 26 Sep 2012)
STATE STREET UNIT TRUST MANAGEMENT LIMITED (no longer approved here)
FRN 154639
- CF11 Money Laundering Reporting (30 Mar 2011 to 26 Sep 2012)
MANAGED PENSION FUNDS LIMITED (no longer approved here)
FRN 221340
- CF11 Money Laundering Reporting (30 Mar 2011 to 26 Sep 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.