HEADSTART ADVISERS LTD

• Principal Place of Business

  5th Floor

  1 Knightsbridge Green

  London

  SW1X 7NE

  UNITED KINGDOM

  Phone

  +4402073765437

  Web

  https://www.headstartadvisers.com

• Complaints Contact

  5th Floor

  1 Knightsbridge Green

  London

  SW1X 7NE

  UNITED KINGDOM

  Phone

  +4402073765437

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Annabel Christine Louise Harrington

  IRN ACH01080

  • CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2004)
• Anthony Sean Connery

  IRN ASC01052

  • CF21 Investment Adviser (8 Jul 2003 to 18 Jun 2004)
• Clare Abbam

  IRN CXA01144

  • CF21 Investment Adviser (14 Jun 2002 to 17 Feb 2004)
  • CF27 Investment Management (14 Jun 2002 to 17 Feb 2004)
• David Richard King

  IRN DRK01032

  • CF8 Apportionment and Oversight (5 Dec 2003 to 27 Aug 2004)
  • CF20 Significant Mgt (Settlements) (5 Dec 2003 to 27 Aug 2004)
  • CF19 Significant Mgt (Financial Resources) (5 Dec 2003 to 27 Aug 2004)
  • CF17 Significant Mgt (Other Business Operations) (5 Dec 2003 to 27 Aug 2004)
  • CF13 Finance (5 Dec 2003 to 27 Aug 2004)
  • CF11 Money Laundering Reporting (5 Dec 2003 to 27 Aug 2004)
  • CF10 Compliance Oversight (5 Dec 2003 to 27 Aug 2004)
• Henry Charles Watkinson

  IRN HCW01017

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (7 Sep 2004 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (7 Sep 2004 to 31 Oct 2007)
  • CF20 Significant Mgt (Settlements) (7 Sep 2004 to 31 Oct 2007)
  • CF1 Director (7 Sep 2004 to 8 Dec 2019)
  • CF10 Compliance Oversight (7 Sep 2004 to 8 Dec 2019)
  • CF19 Significant Mgt (Financial Resources) (7 Sep 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (18 Jun 2004 to 31 Oct 2007)
• James Edward Neilson

  IRN JEN01022

  • CF30 Customer (1 Nov 2007 to 29 Mar 2012)
  • CF21 Investment Adviser (14 Nov 2002 to 31 Oct 2007)
• John Charles Morter

  IRN JCM01135

  • CF1 Director (1 Dec 2001 to 31 Mar 2003)
• Jonathan Richard Gates

  IRN JRG01147

  • CF30 Customer (2 Oct 2009 to 25 Jan 2018)
• Mohammad Mottahedan

  IRN MXM01489

  • CF26 Customer Trading (15 Sep 2003 to 16 Sep 2003)
  • CF27 Investment Management (15 Sep 2003 to 16 Sep 2003)
  • CF21 Investment Adviser (15 Sep 2003 to 16 Sep 2003)
• Najy Nasri Nasser

  IRN NNN01001

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.