Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HEADSTART ADVISERS LTD
FRN 145958
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF20 Significant Mgt (Settlements) (7 Sep 2004 to 31 Oct 2007)
- CF8 Apportionment and Oversight (7 Sep 2004 to 31 Oct 2007)
- CF1 Director (7 Sep 2004 to 8 Dec 2019)
- CF10 Compliance Oversight (7 Sep 2004 to 8 Dec 2019)
- CF11 Money Laundering Reporting (7 Sep 2004 to 8 Dec 2019)
- CF19 Significant Mgt (Financial Resources) (7 Sep 2004 to 31 Oct 2007)
- CF21 Investment Adviser (18 Jun 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.