Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (5 Dec 2003 to 27 Aug 2004)
- CF11 Money Laundering Reporting (5 Dec 2003 to 27 Aug 2004)
- CF13 Finance (5 Dec 2003 to 27 Aug 2004)
- CF17 Significant Mgt (Other Business Operations) (5 Dec 2003 to 27 Aug 2004)
- CF19 Significant Mgt (Financial Resources) (5 Dec 2003 to 27 Aug 2004)
- CF20 Significant Mgt (Settlements) (5 Dec 2003 to 27 Aug 2004)
- CF8 Apportionment and Oversight (5 Dec 2003 to 27 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.