Date authorised
1 April 2013
Companies House
02014244
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    1 Knightsbridge Green
    London
    SW1X 7NE
    UNITED KINGDOM
    Phone
    +4402073765437
  • Complaints Contact

    5th Floor
    1 Knightsbridge Green
    London
    SW1X 7NE
    UNITED KINGDOM
    Phone
    +4402073765437

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patrick John Surtees Folkes

    IRN PJF01095

    • CF30 Customer (1 Nov 2007 to 23 Feb 2009)
    • CF10 Compliance Oversight (10 Jul 2003 to 7 Jan 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 7 Jan 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 7 Jan 2004)
    • CF1 Director (1 Dec 2001 to 7 Jan 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Sarah Elisabeth Finn-Kelcey

    IRN SEF01034

    • CF21 Investment Adviser (4 Feb 2002 to 14 Jun 2003)
    • CF10 Compliance Oversight (4 Feb 2002 to 14 Jun 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.