Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (29 Mar 2004 to 2 Dec 2004)
  • HEADSTART ADVISERS LTD (no longer approved here)

    FRN 145958

    • CF21 Investment Adviser (15 Sep 2003 to 16 Sep 2003)
    • CF26 Customer Trading (15 Sep 2003 to 16 Sep 2003)
    • CF27 Investment Management (15 Sep 2003 to 16 Sep 2003)
  • Citation Capital Management Limited (no longer approved here)

    FRN 198036

    • CF27 Investment Management (29 Aug 2002 to 8 Mar 2004)
    • CF10 Compliance Oversight (29 Aug 2002 to 8 Mar 2004)
    • CF21 Investment Adviser (29 Aug 2002 to 8 Mar 2004)
    • CF26 Customer Trading (29 Aug 2002 to 8 Mar 2004)
  • Praefinium Partners Ltd (no longer approved here)

    FRN 196460

    • CF27 Investment Management (1 Dec 2001 to 14 Jun 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 14 Jun 2002)
    • CF1 Director (1 Dec 2001 to 14 Jun 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 14 Jun 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 14 Jun 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.