Praefinium Partners Ltd

Date authorised
1 April 2013
Companies House
04040407
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    84 Brook Street
    Mayfair
    London
    W1K 5EH
    UNITED KINGDOM
    Phone
    +4402031784259
    Web
    https://www.praefinium.com

  • Complaints Contact

    84 Brook Street
    Mayfair
    London
    W1K 5EH
    UNITED KINGDOM
    Phone
    +4402031784259

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ajay Pabari

    IRN AXP01237

    • CF30 Customer (1 Nov 2007 to 11 Dec 2007)
    • CF27 Investment Management (6 Jan 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (6 Jan 2006 to 31 Oct 2007)
    • CF1 Director (23 Feb 2005 to 11 Dec 2007)
    • CF10 Compliance Oversight (23 Feb 2005 to 11 Dec 2007)
    • CF11 Money Laundering Reporting (23 Feb 2005 to 11 Dec 2007)
    • CF8 Apportionment and Oversight (23 Feb 2005 to 31 Oct 2007)
  • Ajay Pratap Singh

    IRN APS01172

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (12 Feb 2009 to 8 Dec 2019)
    • CF1 Director (9 Jul 2008 to 8 Dec 2019)
  • Alexander Joseph Harakis

    IRN AJH01345

    • CF11 Money Laundering Reporting (12 Feb 2002 to 5 Sep 2002)
    • CF10 Compliance Oversight (12 Feb 2002 to 5 Sep 2002)
  • Alpesh Bipin Patel

    IRN ABP01040

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (4 Feb 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Feb 2008 to 8 Dec 2019)
    • CF30 Customer (4 Feb 2008 to 8 Dec 2019)
    • CF1 Director (23 Feb 2005 to 8 Dec 2019)
    • CF3 Chief Executive (23 Feb 2005 to 8 Dec 2019)
  • Carolyn Anne Louise May

    IRN CAM01201

    • CF21 Investment Adviser (27 Jan 2006 to 17 Nov 2006)
  • Justin Alexander L'Estran Grant

    IRN JAG01092

    • CF30 Customer (24 Apr 2008 to 20 Jan 2009)
  • Mark Morris Klein

    IRN MMK01011

    • CF30 Customer (2 Apr 2009 to 30 Jun 2010)
  • Matteo Tessarollo

    IRN MXT01231

    • CF8 Apportionment and Oversight (16 Sep 2002 to 8 Dec 2004)
    • CF3 Chief Executive (16 Sep 2002 to 8 Dec 2004)
    • CF1 Director (1 Dec 2001 to 8 Dec 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 8 Dec 2004)
    • CF27 Investment Management (1 Dec 2001 to 8 Dec 2004)
  • Michael Robin Wilkinson

    IRN MRW01075

    • CF10 Compliance Oversight (17 Sep 2002 to 8 Dec 2004)
    • CF11 Money Laundering Reporting (17 Sep 2002 to 8 Dec 2004)
    • CF13 Finance (17 Sep 2002 to 8 Dec 2004)
  • Mohammad Mottahedan

    IRN MXM01489

    • CF11 Money Laundering Reporting (1 Dec 2001 to 14 Jun 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2002)
    • CF27 Investment Management (1 Dec 2001 to 14 Jun 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 14 Jun 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 14 Jun 2002)
    • CF1 Director (1 Dec 2001 to 14 Jun 2002)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.