Ajay Pabari

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Spread Co Limited

    FRN 446677

    • SMF9 Chair of the Governing Body (since 3 Apr 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF10 Compliance Oversight (6 Feb 2013 to 8 Dec 2019)
    • CF1 Director (6 Oct 2006 to 8 Dec 2019)
    • CF3 Chief Executive (6 Oct 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (6 Oct 2006 to 31 Oct 2007)
  • Praefinium Partners Ltd (no longer approved here)

    FRN 196460

    • CF30 Customer (1 Nov 2007 to 11 Dec 2007)
    • CF21 Investment Adviser (6 Jan 2006 to 31 Oct 2007)
    • CF27 Investment Management (6 Jan 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (23 Feb 2005 to 11 Dec 2007)
    • CF11 Money Laundering Reporting (23 Feb 2005 to 11 Dec 2007)
    • CF8 Apportionment and Oversight (23 Feb 2005 to 31 Oct 2007)
    • CF1 Director (23 Feb 2005 to 11 Dec 2007)
  • CMC Markets UK plc (no longer approved here)

    FRN 173730

    • CF10 Compliance Oversight (1 Aug 2003 to 7 Jan 2004)
    • CF1 Director (1 Dec 2001 to 27 Feb 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 27 Feb 2004)
    • CF3 Chief Executive (1 Dec 2001 to 25 Jul 2002)
    • CF26 Customer Trading (1 Dec 2001 to 27 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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