Mark Morris Klein

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Russell Investments Limited

    FRN 122282

    • [FCA CF] Manager of certification employee (since 1 Sep 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (20 Dec 2010 to 8 Dec 2019)
  • Russell Investments Implementation Services Limited

    FRN 415353

    • [FCA CF] Manager of certification employee (since 1 Sep 2024)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (11 Apr 2011 to 8 Dec 2019)
  • Praefinium Partners Ltd (no longer approved here)

    FRN 196460

    • CF30 Customer (2 Apr 2009 to 30 Jun 2010)
  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • CF30 Customer (1 Nov 2007 to 18 Dec 2008)
    • CF27 Investment Management (18 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.