HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michael Calum Hetherington
IRN MCH00008
- CF21 Investment Adviser (1 Dec 2001 to 13 Mar 2003)
Michael Christophers
IRN MXC01282
- CF2 Non Executive Director (6 Oct 2005 to 25 Jan 2012)
Michael David Hider
IRN MDH01085
- CF21 Investment Adviser (14 Nov 2002 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 14 Nov 2002)
Michael Davies
IRN MXD01338
- CF11 Money Laundering Reporting (21 Apr 2005 to 13 Jul 2006)
- CF10 Compliance Oversight (23 Apr 2004 to 13 Jul 2006)
- CF14 Risk Assessment (2 Jun 2003 to 13 Jul 2006)
- CF15 Internal Audit (1 Dec 2001 to 2 Jun 2003)
Michael George Duncan
IRN MGD00030
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 20 Dec 2002)
Michael George Kyle
IRN MGK00007
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Michael Gilhooley
IRN MXG00040
- CF21 Investment Adviser (1 Dec 2001 to 27 Apr 2003)
Michael Harris
IRN MXH01275
- CF28 Systems and controls (5 Aug 2016 to 8 Dec 2019)
Michael Haw
IRN MXH00179
- CF21 Investment Adviser (24 Sep 2002 to 2 Nov 2002)
Michael Henry Ellis
IRN MHE01021
- CF2 Non Executive Director (1 Dec 2001 to 12 Feb 2002)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.