Michael Davies

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF11 Money Laundering Reporting (21 Apr 2005 to 13 Jul 2006)
    • CF10 Compliance Oversight (23 Apr 2004 to 13 Jul 2006)
    • CF14 Risk Assessment (2 Jun 2003 to 13 Jul 2006)
    • CF15 Internal Audit (1 Dec 2001 to 2 Jun 2003)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF11 Money Laundering Reporting (21 Apr 2005 to 13 Jul 2006)
    • CF10 Compliance Oversight (23 Apr 2004 to 13 Jul 2006)
    • CF14 Risk Assessment (2 Jun 2003 to 13 Jul 2006)
    • CF15 Internal Audit (1 Dec 2001 to 2 Jun 2003)
  • esure Insurance Limited (no longer approved here)

    FRN 203350

    • CF15 Internal Audit (1 Dec 2001 to 20 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.