Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 6 Mar 2013)
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TNS Financial Services Limited
FRN 513249
- (7)Employed By (since 6 Mar 2013)
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- CF30 Customer (1 Nov 2007 to 11 Nov 2012)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (14 Nov 2002 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 14 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.