HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Karen Lesley Greenwood
IRN KLG00004
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Karen Lesley Griffin
IRN KLG00006
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Karen Rachel Smith
IRN KRS00029
- CF21 Investment Adviser (24 Sep 2002 to 18 Apr 2003)
Karin Gray
IRN KXG00043
- CF21 Investment Adviser (24 Sep 2002 to 17 Apr 2003)
Karl Albert Smith
IRN KAS00038
- CF21 Investment Adviser (22 Apr 2003 to 6 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Apr 2003)
Karl Edward Ward
IRN KEW00004
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Kate Grant
IRN KXG01153
- CF21 Investment Adviser (5 Mar 2003 to 17 Apr 2003)
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 5 Mar 2003)
Katharine McIntyre
IRN KSM01021
- CF10 Compliance Oversight (17 Aug 2005 to 5 Mar 2007)
Kathleen Anne Nealon
IRN KAN01013
- CF2 Non Executive Director (4 Mar 2005 to 31 Dec 2007)
Kathleen Ruth Cruickshank
IRN KRP00015
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.