Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF14 Senior Independent Director (since 9 Jul 2025)
    • Director of firm who is not a certification employee or a SMF manager (23 Oct 2023 to 9 Jul 2025)
    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 5 Dec 2022)
    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 5 Dec 2022)
    • SIMF10 Chair of the Risk Committee (7 Aug 2017 to 9 Dec 2018)
    • SIMF11 Chair of the Audit Committee (7 Aug 2017 to 9 Dec 2018)
    • SMF14 Senior Independent Director (since 14 Jun 2023)
    • SMF12 Chair of the Remuneration Committee (since 14 Jun 2023)
    • Director of firm who is not a certification employee or a SMF manager (1 Aug 2019 to 14 Jun 2023)
  • Engage Mutual Funds Limited (no longer approved here)

    FRN 181487

    • (209)CF29 Significant management (18 Mar 2013 to 1 Apr 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF19 Significant Mgt (Financial Resources) (5 Jul 2006 to 5 Mar 2007)
    • CF10 Compliance Oversight (17 Aug 2005 to 5 Mar 2007)
  • Capital Bank Plc (no longer approved here)

    FRN 201944

    • CF19 Significant Mgt (Financial Resources) (5 Jul 2006 to 5 Mar 2007)
    • CF10 Compliance Oversight (17 Aug 2005 to 5 Mar 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF10 Compliance Oversight (17 Aug 2005 to 5 Mar 2007)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • CF10 Compliance Oversight (17 Aug 2005 to 5 Mar 2007)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF10 Compliance Oversight (17 Aug 2005 to 5 Mar 2007)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • CF10 Compliance Oversight (17 Aug 2005 to 5 Mar 2007)
  • AXA PPP Healthcare Limited (no longer approved here)

    FRN 202947

    • CF1 Director (1 Dec 2001 to 31 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (209)CF29 Significant management at Engage Mutual Funds Limited