Kathleen Anne Nealon

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESTFIELD SPECIALTY MANAGING AGENCY LTD (no longer approved here)

    FRN 204975

    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 21 Oct 2021)
    • SIMF12 Chair of the Remuneration Committee (1 Jan 2017 to 9 Dec 2018)
    • CF2 Non Executive Director (30 Jul 2013 to 6 Mar 2016)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • CF2 Non Executive Director (28 Sep 2005 to 31 Dec 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF2 Non Executive Director (4 Mar 2005 to 31 Dec 2007)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF2 Non Executive Director (4 Mar 2005 to 31 Dec 2007)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF2 Non Executive Director (23 Feb 2004 to 16 Jan 2009)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF10 Compliance Oversight (1 Dec 2001 to 1 Jan 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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