Karen Lesley Griffin

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (25 Apr 2023 to 7 Aug 2024)
    • [FCA CF] Client dealing (25 Apr 2023 to 7 Aug 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 May 2023)
    • CF30 Customer (11 Mar 2013 to 2 May 2023)
  • Lucra Ltd (no longer approved here)

    FRN 471916

    • Employed By (11 Mar 2013 to 2 May 2023)
  • Create Financial Management LLP (no longer approved here)

    FRN 229237

    • Employed By (18 Feb 2013 to 18 Feb 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.