HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jeff Edward Sayers
IRN JES01088
- SMF3 Executive Director (12 Mar 2020 to 31 Dec 2020)
- SMF1 Chief Executive (12 Mar 2020 to 31 Dec 2020)
- CF28 Systems and controls (4 Mar 2013 to 21 May 2015)
- CF10 Compliance Oversight (4 Mar 2013 to 21 May 2015)
Jeffrey Gorman
IRN JXG00103
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Feb 2002)
Jeffrey Peter Barrett
IRN JPB01193
- CF20 Significant Mgt (Settlements) (14 Oct 2004 to 1 Sep 2005)
Jennifer Ann Norris
IRN JAN01056
- CF21 Investment Adviser (16 Jan 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 16 Jan 2003)
Jennifer Gale Main
IRN JGB00050
- CF21 Investment Adviser (1 Dec 2001 to 11 Dec 2001)
Jennifer Mary Heley
IRN JMU00002
- CF21 Investment Adviser (12 Jun 2003 to 12 Jun 2003)
- CF22 Investment Adviser (Trainee) (12 Dec 2002 to 12 Jun 2003)
Jenny Ann Milham
IRN JAM00122
- CF21 Investment Adviser (18 Feb 2002 to 31 Dec 2002)
Jenny Judd
IRN JLG00026
- CF21 Investment Adviser (13 Mar 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Mar 2003)
Jenyfer Alexandra Beardsley
IRN JXM00341
- CF22 Investment Adviser (Trainee) (30 Apr 2003 to 5 Jun 2003)
Jeremy David Bostock
IRN JDB00063
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.