Jeremy David Bostock

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Holcombe Wealth Management Limited

    FRN 728707

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 7 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 18 Aug 2016)
    • CF10 Compliance Oversight (17 Aug 2016 to 8 Dec 2019)
    • CF1 Director (17 Aug 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (17 Aug 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (17 Aug 2016 to 30 Sep 2018)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (16 Apr 2012 to 17 Aug 2016)
    • CF30 Customer (16 Jun 2009 to 17 Aug 2016)
  • Money & Mortgages (UK) LLP (no longer approved here)

    FRN 231483

    • (6)Employed By (16 Jun 2009 to 8 Dec 2019)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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