Jennifer Gale Main

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wendover Financial Limited

    FRN 479708

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2022)
    • [FCA CF] Client dealing (since 31 Mar 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (25 Mar 2003 to 27 May 2003)
    • CF22 Investment Adviser (Trainee) (22 Jul 2002 to 25 Mar 2003)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Dec 2001 to 11 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.