Wendover Financial Limited

• Principal Place of Business

  10 Station Approach

  Wendover

  Aylesbury

  Buckinghamshire

  HP22 6BN

  UNITED KINGDOM

  Phone

  +4401296620533

  Web

  https://www.wendoverfinancial.co.uk

• Complaints Contact

  10 Station Approach

  Wendover

  Aylesbury

  Buckinghamshire

  HP22 6BN

  UNITED KINGDOM

  Phone

  +4401296620533

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 3 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling in relation to investment advice
  • · This permission is limited to debt counselling in relation to second charge and buy to let mortgages

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Abigail Lindsay Gaziano

  IRN AXG00500

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 6 Dec 2021)
• Alastair Stuart Moir

  IRN ASM00023

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 May 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 May 2022)
  • SMF3 Executive Director (9 Dec 2019 to 3 May 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 2 Dec 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 2 Dec 2021)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 2 Dec 2021)
  • Responsible for Insurance Mediation (15 Apr 2008 to 30 Sep 2018)
  • CF1 Director (15 Apr 2008 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (15 Apr 2008 to 31 Mar 2009)
  • CF30 Customer (15 Apr 2008 to 8 Dec 2019)
  • CF10 Compliance Oversight (15 Apr 2008 to 8 Dec 2019)
• Gerald Cooper

  IRN GXC00116

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (15 Apr 2008 to 8 Dec 2019)
• James Northcott

  IRN JDN00010

  • 21. Advising or arranging (bringing about) equity release transactions
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 16 Jun 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
• Jennifer Gale Main

  IRN JGB00050

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 31 Mar 2022)
  • [FCA CF] Client dealing (since 31 Mar 2022)
• Jonathan David Carter

  IRN JDC00061

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Apr 2021)
• Robert Judge

  IRN RJJ01073

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 1 Jan 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2026)
  • SMF3 Executive Director (since 15 Jun 2022)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (18 Jan 2016 to 8 Dec 2019)
• Roger Philip White

  IRN RPW00001

  • CF30 Customer (15 Apr 2008 to 1 Nov 2011)
• Timothy James Leslie Blunt

  IRN TJB00034

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Responsibility for MCD Intermediation (since 21 Jan 2021)
  • Responsible for Insurance Distribution (since 21 Jan 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF16 Compliance Oversight (21 Jan 2021 to 5 Jan 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Jan 2026)
  • CF1 Director (15 Apr 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (15 Apr 2008 to 8 Dec 2019)
  • CF30 Customer (15 Apr 2008 to 8 Dec 2019)

No changes recorded yet.